Job Vacancies Swiss Private Bank

Kelly Services, Inc. (NASDAQ: KELYA, KELYB) is a leader in providing workforce solutions. Kelly offers a comprehensive array of outsourcing and consulting services as well as world-class staffing on a temporary, temp-to-hire and permanent placement basis. Serving clients around the globe, Kelly provides employment to 480,000 employees annually.
   
Regulatory Compliance (Swiss Private Bank)
   
Responsibilities:

• Implement the compliance monitoring program, including regular reporting to local management and group compliance.

• Perform transaction monitoring review (SIRON).

• Conduct account opening training to new joiners.

• Ensure that periodic AML Training is conducted for all staff.

• Review trades reported by staff are in compliance with the Bank's Employee Trading Transaction regulation.

• Advise on regulatory requirements and update relevant parties about applicable regulatory developments in Singapore.

• Investigate regulatory breaches and prepare notification to the MAS.

• Interpret and perform impact assessment of regulatory changes, where applicable.

• Draft new Compliance policies, taking reference from or adapting relevant sections of the equivalent head office policies as applicable.

• Investigate suspicious transactions highlighted, file suspicious transactions reports and maintain the suspicious transactions report register.

• Coordinate and support internal and external units involved in handling of client complaints as well as maintaining the bank's complaints register.

• Liaise with regulators regarding regulatory matters and coordinate MAS's surveys.

• Provide inputs regarding regulatory issues during the new product and services approval process.

Requirements

1. Diploma/Degree holder in Business or equivalent
2. Private Bank experienced is preferred
3. About 3 years of relevant experience in AML/CFT
4. Good knowledge of MAS and FAA rules and regulations
5. Excellent written and communication skills
6. Self-motivated, initiative and independent

Assistant Manager - Derivative Operations
Job Descriptions:

• Accurate and timely processing of trade settlement in various markets, ensure the settlement instructions are processed promptly and efficiently.

• Follow up on unmatched/unsettled trades with dealer, broker, mutual fund & counterparties.

• Ensure that transactions are done in and in accordance with bank operational menu, desk instructions, compliance and regulatory requirements.

• Accurate update of clients’ securities holdings in the bank system and correct reflection of such holdings in clients consolidated statements.

• Prepare internal/external/regulatory reports.

• Provide other administrative support for the department.

• Handle ad hoc projects as assigned

Requirements:

1. Familiar with Derivative Settlement Procedures in both external/internal.
2. Good product & banking knowledge.
3. Follow regulations/requirements/procedures in Derivative Business.
4. International market practice in Derivative Business.
5. Diploma in Banking & Finance or above.
6. 3-5 years relevant working experience.

Candidates with above mentioned experiences, please send an updated CV in words document to

susan_yang@kellyservices.com.sg